Securities Commission Malaysia
This two-day programme provides a comprehensive understanding of the rules and regulations governing the Malaysian securities and derivatives markets necessary for Trading Representatives (TRs) and for Introducing Representatives working with Participating Organisations (POs) to carry out their duties effectively and in compliance with the law.
Participants will be introduced to an overview of the securities and derivatives markets, Islamic capital market and capital market regulations. The programme will cover Know-Your-Client (KYC) procedures, trading on Bursa Malaysia Securities Berhad (Bursa) and securities offences. The programme includes assessments to gauge participants’ understanding of the materials presented.
Who Should Attend
Please refer to Guidelines for Registered Person (Registered Representative)
for entry requirements