Capital Market Director Programme

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Doing Business in a Responsible Way

Date: 27 November 2015
Venue: Sentral Ballroom B, Level 6, Hilton Kuala Lumpur

Risk Culture is a key component of doing business in a responsible way. In this workshop we will examine cases where business was not conducted in a Responsible Way and the outcomes on the organisation from a financial, legal and operational perspective.

The workshop will focus on the importance of Responsible Business Practices as a way of maximising company performance and shareholder wealth. Importantly we will discuss the Regulatory requirements in terms of doing business in Responsible Way.
 
We will define and identify responsible business practice with a focus on the control environment and culture. The Responsible Business Practices Methodology has four components:

  • Board Strategic Risk Assessment
  • Control Design Maturity Assessment
  • Culture and Risk Survey
  • Special Site Reviews

The session will examine actual cases where through the implementation of the Responsible Business Practices methodology organisations have been able to gain an informed understanding of the organisations response to critical risks across the business and provide the basis for opportunities for improvement.
 
During the workshop we will demonstrate with workshop attendees how the Responsible Business Practice workshops are conducted using anonymous voting. This will give the workshop attendees a first-hand experience of the effectiveness of the workshops and the dynamic that develops as the workshops proceed. An example of the reporting outcomes will also be provided.  
 
The methodology can be applied using all phases or selected phases based upon the specific needs of the organisation. The methodology has been applied with incredible success in identifying control weaknesses, financial loss and fraud and corruption.  Importantly it can be applied to any specific area of business risk.
 
The session will be facilitated by two partners from KordaMentha Robert Cockerell and Stephen Helberg. Stephen Helberg was the former Executive General Manager Audit for Leighton Holdings and Rio Tinto.

Who Should Attend

Participation is only for CMDP alumni and on a complimentary basis. 

  • Programme Delivery

    The Facilitators
    Robert-Cockerell.png Robert Cockerell
    Partner, KordaMentha

    A licensed investigator with more than 30 years’ experience, Robert is an expert in the investigation of complex crimes and the management of fraud prevention and detection. Robert commenced with KordaMentha in September 2010 in our Melbourne office leading the Fraud Investigations team and undertaking prevention reviews for organisations across a broad range of industry sectors. 

    Rob has led some of the most serious cases of fraud investigated in Australia including:
    $25 million heroin haul – this five year worldwide investigation involved police services across a number of jurisdictions and led to the successful conviction of a high profile drug cartel
    $118 million from a major Australian Bank with the perpetrator being sentenced to eight years imprisonment
    $100 million fraud perpetrated on the Nauru Phosphate Trust
    Holding advanced training qualifications in interview techniques, Rob is an expert in the detection of deception by interview and has authored a number of critically acclaimed training programs for the CPA and Institute of Internal Auditors.
     
    Twice presented the Chief of Commissioners’ Award for Investigative Excellence, Robert’s exemplary career both in the private and public sector is founded on successful outcomes with a full recovery of funds running into the ‘many millions’ on the majority of his investigations. Robert helped design the Graduate Certificate in Fraud Investigation at La Trobe University and holds a Masters Degree in Business Administration.
     
    Rob has conducted investigations and anti fraud and corruption engagements in a number of countries including the United Kingdom, Cyprus, Bahrain, Guinea, Indonesia, Malaysia, Thailand and Papua New Guinea, Namibia and Malawi.
    Stephen-Helberg.png Stephen Helberg
    Partner, KordaMentha

    Stephen joins KordaMentha with a wealth of experience in the area of corporate governance, finance, internal auditing and Responsible Business Practices.

    Stephen has extensive senior management experience, nationally and globally across diverse industries, including construction, mining, transport and banking. He has practical knowledge, expertise and a track record in conceiving and delivering finance and governance, internal audit transformation, and large and complex projects. As a leader and problem solver he mitigates risk holistically and delivers outcomes through information and technology enablement, governance, and change management, to produce better business and commercial outcomes.

    Prior to joining Leighton Holdings in 2012 as the Executive General Manager of Internal Audit, Stephen was the Global Head of Corporate Assurance of Rio Tinto Ltd.
    • Successfully transformed Leighton Holdings Ltd Group Internal audit function.
    • Successfully completed the Rio Tinto internal audit (Assurance) function’s transformation to the agreed level of maturity in 12 months. Rio Tinto Board Audit Committee noted ‘that the transformation program of Corporate Assurance had been powerful and that its activities were leading edge by comparison to other functions.’
  • Programme Outline

    Friday, 27 November
    08:30 am Registration and light breakfast
    09:00am Welcome Remarks
    09:05am Workshop
    10:30am Coffee break
    10:45am Workshop continues
    12:00pm End of programme. Lunch is served.
     
  • Programme Fees

    Participation is only for CMDP alumni and on a complimentary basis.