Compliance Programmes

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Overview

The recent post–financial crisis landscape of the capital market places regulatory compliance under greater scrutiny than ever before. Absence of an effective compliance risk management framework exposes a financial institution’s customers, shareholders, employees and the financial institution itself to serious risks. SIDC’s series of compliance programmes will take one from entry level to becoming a professional Compliance Officer in the capital market.

Courses:

Compliance Matters: Ensuring Investor Protection and Integrity of the Capital Market
Compliance Matters II: Ensuring Investor Protection and Integrity of the Capital Market
Compliance Seminar: Leveling Up With New Digital Technology