Industry Transformation Initiative

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EQ04 - Corporate Governance and Ethics: Strengthening Professionalism Through Ethics

EQ04 - Corporate Governance and Ethics: Strengthening Professionalism Through Ethics

Duration: 1 Day
Accreditation: SIDC CPE-approved: 10 CPE points

Corporate governance deals with the complex set of relationships between the corporation and its board of directors, management, shareholders, and other stakeholders. In the recent years, the regulators and legislators have intensified their focus on how businesses are being run. They are endeavouring to create a template for new corporate governance and disclosure measures, which is beneficial for both the stakeholders and controllers.
                                                                                           
The course examines the current and pressing issue of corporate governance, in its ethical, legal, and social dimensions.  

Who Should Attend

  • Dealers' representatives
  • Futures brokers' representatives
  • Fund managers' representatives
  • Investment representatives
  • Financial planners
  • Futures fund managers' representatives
  • Futures trading advisers' representatives
  • New entrants to the capital markets

  • Programme Delivery

    Learning Outcomes

    Upon completion of this programme, participants will be able to:

    • Discuss the importance of Corporate Governance and its impact on Malaysia's competitive investing environment
    • Identify best practices on corporate management and its implications towards an organisation
    • Recognise the possible implication of CG breaches and being able to highlight "red flags", if any, to clients
    • Value the shareholder and stakeholder rights and responsibilities
  • Programme Outline

    EQ04 - Corporate Governance And Ethics: Strengthening Professionalism Through Ethics
    8:30am Registration
    9:00am Today's Corporate Governance Landscape
    • Definition of Corporate Governance (CG)
    • Common Principles of CG and Its Purpose
    • The Key Aspects of CG in Malaysia and Latest Developments of The Ethical Framework for Governance
    10:30am Discussion 1: "Individual Culture and Organisational Culture"- Matching Values and Behaviours
    10:45am Morning Refreshments
    11:00am Governance At Work
    • What Makes and Effective CG System Work?
    • Directors' Duties, Leadership, Creating Corporate Values and Establishing an Ethical Business Culture
    • Ethical Principles and Its Concept in Relation to a Licensed Intermediary's Role
    • Governance as a Competitive Edge - How It Drives Values, Its Implications, Perceptions and Trends 
    12:45pm Discussion II: Value of CG, how it translates to share price for public companies and public confidence at non-public entities
    1:00pm  Lunch
    2:00pm Common CG and Ethical Issues
    • Raising the Red Flags - Market Manipulation, Insider Trading and  Others
    • CG Breaches/Scandals and Its Impact On Corporate Reputation
    • Whistle-blower Programmes 
    Examples of corporate failure/breaches/scandals resulting from poor governance and lessons learned
    3:30pm Afternoon Refreshments
    3:45pm Protecting Shareholders and Other Stakeholders 
    • Shareholders and Other Stakeholders Rights
    • How to Protect the Shareholder?
    • Communicating with the Shareholder - A Need for Disclosure and Transparency 
    4:45pm Debrief
    5:15pm End of Programme
  • Programme Fees

    Venue Fees (RM) + 6% GST
    Klang Valley (KL & Selangor) 265
    Rest of Malaysia 318