Industry Transformation Initiative

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EQ04 - Corporate Governance and Ethics: Strengthening Professionalism Through Ethics

EQ04 - Corporate Governance and Ethics: Strengthening Professionalism Through Ethics

Duration: 1 Day
Accreditation: SIDC CPE-approved: 10 CPE points

This course is designed to enable participants to comprehend the importance of corporate governance (CG) in managing businesses and applying ethical principles in order to continuously uphold professional integrity.

Who Should Attend

  • Dealers' representatives
  • Futures brokers' representatives
  • Fund managers' representatives
  • Investment representatives
  • Financial planners
  • Futures fund managers' representatives
  • Futures trading advisers' representatives
  • New entrants to the capital markets

  • Programme Delivery

    Learning Outcomes

    Upon completion of this programme, participants will be able to:

    • understand the implication of CG to the market as a whole and its impact on Malaysia’s competitive investing environment from foreign direct investment (FDI)
    • identify and distinguish factors which lead to good CG and best practices
    • recognise the possible implications of CG breaches and be able to highlight “red flags”, if any, to clients
  • Programme Outline

    EQ04 - Corporate Governance And Ethics: Strengthening Professionalism Through Ethics
    0830am - 0900am Registration
    0900am - 0910am Welcome remarks and introduction to the course
    0910am - 0940am Session I: Importance of Corporate Governance (CG)
    0940am - 1000am Morning refreshments
    1000am - 1050am Case Study 1
    1050am - 1100am Break
    1100am - 1130am Session II: Ethical Principles and Its Concept in Relation to a Licensed Intermediary’s Role
    1130am - 1220pm Case Study 2
    1220pm - 1250pm Session III: Malaysia Stocks
    1250pm - 0200pm Lunch
    0200pm - 0250pm Case Study 3
    0250pm - 0320pm Session IV: Corporate Governance in Family Controlled PLCs
    0320pm - 0340pm Afternoon refreshments
    0340pm - 0430pm Case Study 4
    0430pm - 0500pm Q&A
    0500pm - 0530pm Debrief & programme wrap-up
  • Programme Fees

    Venue Fees (RM) + 6% GST
    Klang Valley (KL & Selangor) 265
    Rest of Malaysia 318