ICM Series: Islamic Equity Market Explained

Programme Objective

The aim of this programme is to give an in-depth understanding on compliance from a practical perspective through high-level discussions and exposure of real-world case studies in which compliance officers’ face in executing their duties and responsibilities.

Learning Outcome

By the end of this programme, participants will be able to:

1. illustrate the duties and responsibilities of a compliance officer from the perspective of both regulators in key major aspects of compliance;
2. demonstrate an understanding of the key compliance areas, issues and challenges as well as the implications and how to deal with them appropriately based on the case studies which has been discussed;
3. discuss the future of compliance with technology assistance and changing the way compliance is managed including the role of compliance officers; and
4. recognise the best practices in the compliance function that lead to an effective compliance function and hence strengthening the organsitional trust and market reputation.

Methodology

This programme is a workshop style training course using effective learning methods which include presentations, discussions, case studies, examples and participant interaction to help attendees quickly grasp and internalise new knowledge with well experienced trainers in their field.

ICF Compentencies Covered

1. Functional (Process Skills) – Compliance (FUP03)
2. Core – Corporate Governance (CC03)
3. Foundational (Regulatory) – Capital Market Product Regulations (FOR04)
4. Functional (Technical Skills) – Digital Technology Application (FUT04)