Speakers
Norhisham Abd Bahrin
Corporate and Mergers & Acquisitions Partner
Azmi & Associates
Dr. Ismet Yusoff
CEO
Minorities Shareholders Watch Group (MSWG)
Licensed intermediary institutions play an important systemic role in the capital market ecosystem. The growth or decline of the capital market is influenced by, among others, the success and failure of these institutions. Hence, the quality of leadership at these institutions is paramount. Kiel et al., 2012 suggest four levels of competence required of a board. They are as follows:
Industry: Experience in and knowledge of the industry in which the organisation operates
Technical: Technical/professional skills and specialist knowledge to assist with ongoing aspects of the board’s role
Governance: The essential governance knowledge and understanding all directors should possess or develop if they are to be effective board members
Behavioural: The attributes and competencies enabling individual board members to use their knowledge and skills to function well as team members and to interact with key stakeholders
The Capital Market Director Programme (CMD) is an exclusive platform for directors and other strategic personalities of licensed intermediary institutions to equip themselves with new and relevant knowledge, skills and abilities (basic to intermediate level). The programme is also designed to allow them to explore and deliberate on pertinent issues affecting the industry from multi-stakeholders’ perspectives.
The specific objectives of the programme are as follows:
This programme will also “strengthen intermediation standards and capabilities” as espoused by the Capital Market Masterplan 2 (CMP2).
Securities Commission Malaysia (2011) Capital Market Masterplan 2. Securities Commission, Kuala Lumpur.
Module 1: Directors as Gatekeepers of Market Participants
At the end of the module, participants will be able to:
*SIDC CPE points are recognised by FIMM, AICB and MIA
2.5 hours
|
Newly appointed directors and directors of CMSL holders
OUTLINE MODULE 1 – DIRECTORS AS GATEKEEPERS OF MARKET PARTICIPANTS
9.00 am | Core duties of directors – fiduciary duty, duty of care, skill and diligence and other legal and regulatory expectations as specified by the extant laws including but not limited to:
Discussion of recent selected enforcement cases. |
10.30 am | Screen Break |
10.45 am | Discussion of how the application of selected principles and recommendations of the Malaysian Code on Corporate Governance can deliver sustainable values for licensed intermediaries. The selected principles and recommendations include:
Independent directors as value enhancers or value destroyers;
Failure of governance and the implication on licence to operate – Case study. |
12.30 pm | End of Programme |
Corporate and Mergers & Acquisitions Partner
Azmi & Associates
CEO
Minorities Shareholders Watch Group (MSWG)
10:00:00 AM - 11:30:00 AM
Online Remote Proctoring
10:00:00 AM - 11:30:00 AM
Online Remote Proctoring
02:30:00 PM - 05:00:00 PM
Online Remote Proctoring
02:30:00 PM - 05:00:00 PM
Online Remote Proctoring
10:00:00 AM - 11:30:00 AM
Online Remote Proctoring
10:00:00 AM - 11:30:00 AM
Online Remote Proctoring
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