SIDC Webinar
The Securities Commission Malaysia in its Annual Report 2021 reported a total of 136 administrative sanctions involving various market misconduct and breaches such as submitting false and misleading information to SC and Bursa resulting to a penalty of RM2.87 million.
It is well noted that financial market misconduct is costly and may compromise the integrity of the market and its ecosystem. Furthermore, investors need to feel confident when participating in an investment and require trustworthy professionals.
Therefore, it is hoped that this programme will help the CMSRL holders and professionals dealing in capital market activities understand the requirements of the guidelines and its expectations and implications so as to promote proper conduct, compliance and governance within the capital market intermediaries.
This programme will provide participants with an overview and insights into the latest Guidelines on Conduct for Capital Market Intermediaries with the objective to foster good business conduct and corporate culture within all capital market intermediaries.
Webinar
Individual
Capital Market Representative’s Licence (CMSRL) Dealing in Securities and Derivatives, Fund Managers, Compliance Officers, Financial Planners, Wealth and Legal Advisors, Risk Management Officers, Lawyers, Internal Auditors, Governance Officers, Professionals undertaking corporate advisory work
Institutions
Capital Market Intermediaries, Public Listed Companies (PLs), Regulatory and Supervisory Bodies
Upon completion of this programme, the participants will be able to:
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| 10.00 am | SC Guidelines on Conduct for Capital Market Intermediaries
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| 12.30 pm | End of Programme |
Radio Presenter
CEO, Minority Shareholders Watch Group (MSWG)
Chief Regulatory and Compliance Officer, Kenanga Investment Bank
CEO, SIDREC
Senior Partner, Mah-Kamariyah & Philip Koh
10:00:00 AM - 11:30:00 AM
Online Remote Proctoring
10:00:00 AM - 11:30:00 AM
Online Remote Proctoring
02:30:00 PM - 05:00:00 PM
Online Remote Proctoring
02:30:00 PM - 05:00:00 PM
Online Remote Proctoring
10:00:00 AM - 11:30:00 AM
Online Remote Proctoring
10:00:00 AM - 11:30:00 AM
Online Remote Proctoring
Whether you need capital market products and services training, technical skills training, behavioural training or digital technology trainings, we can develop a programme to fit your needs.
